Category Archives: Uncategorized

Merger Structure: The Basics

Companies acquire, or merge with, other companies for a variety of reasons, namely: to create [...]

Raising Capital Properly – A Case Study

Raising Capital Properly – A Case Study   On June 29, 2021, the Securities and [...]

Investor Disclosure Laws – A Case Study (Under Armour)

Investor Disclosure Laws – A Case Study On May 3, 2021, the Securities and Exchange [...]

The SEC Charged Promoters of BitConnect

The SEC Charged Promoters of BitConnect.  On May 28th, 2021, the Securities and Exchange Commission [...]

SEC Charged Former Practicing Dentist of Fraudulent Schemes

On June 11th, 2021, the Securities and Exchange Commission (“SEC”) announce[1] the charge against Radjabli [...]

Nueralstem’s Senior Project Manager Violated Insider Information Clause

On June 7th, 2021, the Security and Exchange Committee (“SEC”) announced[1] a charge against Holly [...]

What are IPOs? Why Your Company May Need to Consider One?

What are IPOs? What are IPOs – IPO stands for Initial Public Offering. This signifies [...]