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Effective Communication with the SEC Staff during Wells Meetings Steven Piekin, Co-Director of the Division…
SEC Charges Hedge Fund Advisor for Inflating Fund Performance SEC Charges Hedge Fund Adviser with…
Raising Capital from Investors without Violating SEC Rules Many companies raising capital from investors unintentionally…
SEC Calls Online Advertisements known as “Ad Packs” an Illegal Ponzi Scheme If you are…
Rick A. Fleming, Investor Advocate U.S. Securities and Exchange Commission[1] Keynote Address, University of Maryland, Robert H….
Chair Mary Jo White New York University School of Law Program on Corporate Compliance and…
Chair Mary Jo White The Economic Club of New York Jan. 17, 2017 Thank you,…
Rick A. Fleming, Investor Advocate NASAA 2017 Public Policy Conference Washington, D.C. May 9, 2017…
FOR IMMEDIATE RELEASE 2017-112 Washington D.C., June 5, 2017— The Securities and Exchange Commission today…
FOR IMMEDIATE RELEASE 2017-102 Washington D.C., May 15, 2017— The Securities and Exchange Commission today…
MEET OUR ATTORNEY GILBERT BRADSHAW
Gil Bradshaw, a member in good standing of the New York State Bar, is a corporate and transactional attorney with experience on both the lender/underwriter side and on the company side. Mr. Bradshaw is also a member of the Business Law Section of the New York State Bar Association and the American Bar Association. Read More…
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