Boutique securities law firm focused on capital markets, initial public offerings, business transactions, M&A and public company executive representation with offices in Southern California and New York City
As a transactions-focused firm, we provide legal guidance on all aspects of forming, sustaining, and growing your business. Our clients range from small startups with big aspirations to established companies headquartered around the globe.
We share our clients’ vision of success — whatever that looks like in the context of your business.
We offer the advantage of a highly focused, experienced legal team that understands business realities. Our practice is dedicated to helping businesses prosper by providing cost-effective services without compromising quality.
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In connection with a private placement of securities, we prepare the private placement memorandum (“PPM”) to be delivered to qualified prospective investors and all other legal documents relating to the private placement, including “accredited investor” questionnaires and subscription agreements.
In connection with a registered public offering of securities, we prepare the initial public offering documents, such as the Form S-1 Registration Statement (the “Registration Statement”), and interface with the SEC through its review process until the SEC declares the Registration Statement effective.
We provide legal advice and services in connection with all aspects of venture capital transactions (on both the company side and the investor side).
We provide legal services to clients to assist with their ongoing compliance with applicable federal and state securities laws and regulations, including the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Gil Bradshaw, a member in good standing of the New York State Bar, is a corporate and transactional attorney with experience on both the lender/underwriter side and on the company side. Mr. Bradshaw is also a member of the Business Law Section of the New York State Bar Association and the American Bar Association.
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William L. Horn is a corporate and transactional attorney with experience representing registered investment companies and both publicly traded and private companies. Mr. Horn is a member in good standing of the California State Bar.
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Mr. Wilson has practiced with some of the nation’s most prestigious firms, including O’Melveny & Myers and Pillsbury Winthrop. Mr. Wilson has been advising clients on securities and transactional matters for more than 30 years and has been involved in virtually every type and size of the transaction…
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What is ESG Investing? ESG or environmental, social and (corporate) governance are non-financial factors an [...]
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In 2017, a Texan resident bought a home entirely in Bitcoin in Austin Texas marking [...]
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In a recent SEC Press Release, the Securities and Exchange Commission (the “SEC”) announced it [...]
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Contact us to receive a confidential initial consultation with one of our securities attorneys.