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Securities Attorney’s – The Bradshaw Law Group

Securities Attorney with a boutique firm focused on initial public offerings and business transactions with offices in California and New York City.

We offer the advantage of a highly focused, experienced legal team that understands business realities. Our practice is dedicated to helping businesses prosper by providing cost-effective services without compromising quality.

As a transactions-focused firm, we provide legal guidance on all aspects of forming, sustaining, and growing your business. Our clients range from small startups with big aspirations to established companies headquartered around the globe.

We share our clients’ vision of success — whatever that looks like in the context of your business.

Private Placement

In connection with a private placement of securities, we prepare the private placement memorandum (“PPM”) to be delivered to qualified prospective investors and all other legal documents relating to the private placement, including “accredited investor” questionnaires and subscription agreements.

Registered Public Offerings

In connection with a registered public offering of securities, we prepare the initial public offering documents, such as the Form S-1 Registration Statement (the “Registration Statement”), and interface with the SEC through its review process until the SEC declares the Registration Statement effective.

Venture Capital Transactions

We provide legal advice and services in connection with all aspects of venture capital transactions (on both the company side and the investor side).

Securities Regulation

We provide legal services to clients to assist with their ongoing compliance with applicable federal and state securities laws and regulations, including the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

LATEST NEWS

Blogs Written by our Securities Attorney

EXPANDED EXEMPTIONS
March 18, 2021

EXPANDED EXEMPTIONS FOR EMPLOYEE STOCK COMPENSATION

Expanded Exemption from Registration with the SEC Your a small company that operates under a…

Posted in: EXPANDED EXEMPTIONS
SEC Enforcement
March 16, 2021

SEC Enforcement Makes the Price for SEC Violations Too High to be Worthwhile

SEC Enforcement, is the price for SEC violations too high to be worthwhile? The Securities…

DATA ANALYTICS
March 16, 2021

DATA ANALYTICS – A POWERFUL ENFORCEMENT TOOL FOR THE SEC

The advancement of computer software has made data analytics a very powerful enforcement tool for…

investing? Know the people behind he business
March 16, 2021

Investing? Know the People Behind the Business First

Before investing, knowing the identity and background of the person offering the security can be…

Posted in: Investing
opportunity Zone Property
March 16, 2021

WHAT IS SUBSTANTIAL IMPROVEMENT OF OPPORTUNITY ZONE PROPERTY

Opportunity zone property After two sets of proposed rules, the Treasury and the IRS have…

Disclosure Schedule
March 16, 2021

Disclosure Schedule is Very Important in Mergers and Acquisitions

A disclosure schedule is very imprtant! In the process of putting together a merger or…

Investment Fraud Schemes
March 16, 2021

INVESTMENT FRAUD SCHEMES and the COVID-19 PANDEMIC – BEWARE!

Beware of Investment Fraud Schemes! The Securities and Exchange Commission has issued an alert to…

Posted in: Uncategorized
The Securities and Exchange Commission with Settlement Offers
March 16, 2021

The Securities and Exchange Commission with Settlement Offers

When violations are discovered by the Securities and Exchange Commission (“SEC” or “Commission”), many investigation…

Accredited Investor
March 16, 2021

Accredited Investor – The SEC Proposes to Expand the Definition

An accredited investor – How is the definition being expanded? The proposed rule will amend…

Posted in: Uncategorized
what is rule 144?
March 16, 2021

What is Rule 144? and How to Comply as a Non-affiliate?

The Removal of Restrictive Legends from Stock Certificates What is Rule 144? Rule 144 under…

MEET OUR SECURITIES ATTORNEY’S

Securities Attorney - Gilbert J. Bradshaw -

Gilbert Bradshaw

Managing Partner - Securities Lawyer
Gil Bradshaw, a member in good standing of the New York State Bar, is a corporate and transactional attorney with experience on both the lender/underwriter side and on the company side.  Mr. Bradshaw is also a member of the Business Law Section of the New York State Bar Association and the American Bar Association.
Securities Attorney - Christopher Wilson

Christopher A. Wilson

Partner - Securities Lawyer
Mr. Wilson has practiced with some of the nation’s most prestigious firms, including O’Melveny & Myers and Pillsbury Winthrop. Mr. Wilson has been advising clients on securities and transactional matters for more than 30 years and has been involved in virtually every type and size of the transaction…

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