Securities Attorneys – The Bradshaw Law Group

Securities Attorney with a boutique firm focused on initial public offerings and business transactions with offices in California and New York City.

We offer the advantage of a highly focused, experienced legal team that understands business realities. Our practice is dedicated to helping businesses prosper by providing cost-effective services without compromising quality.

As a transactions-focused firm, we provide legal guidance on all aspects of forming, sustaining, and growing your business. Our clients range from small startups with big aspirations to established companies headquartered around the globe.

We share our clients’ vision of success — whatever that looks like in the context of your business.

Private Placement

In connection with a private placement of securities, we prepare the private placement memorandum (“PPM”) to be delivered to qualified prospective investors and all other legal documents relating to the private placement, including “accredited investor” questionnaires and subscription agreements.

Registered Public Offerings

In connection with a registered public offering of securities, we prepare the initial public offering documents, such as the Form S-1 Registration Statement (the “Registration Statement”), and interface with the SEC through its review process until the SEC declares the Registration Statement effective.

Venture Capital Transactions

We provide legal advice and services in connection with all aspects of venture capital transactions (on both the company side and the investor side).

Securities Regulation

We provide legal services to clients to assist with their ongoing compliance with applicable federal and state securities laws and regulations, including the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

LATEST NEWS

Blogs Written by our Securities Attorney

SEC ENFORCEMENT - Wilson Bradshaw LLP
December 10, 2021
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DEFENSE OF SEC ENFORCEMENT UNDER RULE 10b-5

The Securities Exchange Commission was recently awarded judgments In four cases involving a violation of…

Posted in: sec enforcement
Fiduciary Duties Potential Reform
September 27, 2021
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Fiduciary Duties: Potential Reform?

A fiduciary is a person or entity that is required to act in the best…

Posted in: Uncategorized
15c2-11 Reforms - The Bradshaw Law Group Blog
September 15, 2021
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15c2-11 Reforms – A New Era for OTC Securities

In September of last year, the Securities and Exchange Commission (the “SEC”) adopted a new…

Posted in: Uncategorized
what is insider trading? - Wilson Bradshaw LLP
August 31, 2021
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What is Insider Trading and Why is it Illegal?

Insider trading is the sharing of information around a securities transaction to a select or…

Posted in: Insider Trading
What is the SEC
August 16, 2021
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What is the SEC?

What is the SEC?  The SEC (Securities and Exchange Commission) is a large independent agency…

Posted in: Uncategorized
Parallax Charged for Misleading Information in an Attempt to Boost Stock Price
August 12, 2021
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Parallax Charged for Misleading Information in an Attempt to Boost Stock Price

The SEC charged Parallax for releasing misleading information about its Covid-19 diagnostic product to boost…

Posted in: Uncategorized
SEC
August 9, 2021
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SEC Charge Against GadGuido

SEC Charge Against GadGuido. On June 30, 2021, the Securities and Exchange Commission (the “SEC”)…

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What is a Private Company?
August 9, 2021
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Can the SEC Investigate a Private Company?

What is a Private Company? A private company is also known as a privately held…

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investment advisers act of 1940
August 6, 2021
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What is the Investment Advisers Act of 1940?

According to the SEC, “This law regulates investment advisers. With certain exceptions, this Act requires…

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violating the Anti-touting Provision
August 5, 2021
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Violating the Anti-touting Provision – The SEC charged UK Blotics

Violating the Anti-touting Provision.  On July 14th, the Securities and Exchange Commission (“SEC”) charged[1] Blotics…

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MEET OUR SECURITIES ATTORNEY’S

Gilbert J. Bradshaw - Corporate Securities Attorney

Gilbert Bradshaw

Managing Partner - Securities Lawyer
Gil Bradshaw, a member in good standing of the New York State Bar, is a corporate and transactional attorney with experience on both the lender/underwriter side and on the company side.  Mr. Bradshaw is also a member of the Business Law Section of the New York State Bar Association and the American Bar Association.
Securities Attorney - Christopher Wilson of the law firm wilson bradshaw llp

Christopher A. Wilson

Partner - Securities Lawyer
Mr. Wilson has practiced with some of the nation’s most prestigious firms, including O’Melveny & Myers and Pillsbury Winthrop. Mr. Wilson has been advising clients on securities and transactional matters for more than 30 years and has been involved in virtually every type and size of the transaction…

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