Reg A is a mini-initial public offering (“IPO”) because the requirements are more flexible than [...]
Accredited investors must meet specific criteria outlined by the U.S. Securities and Exchange Commission [...]
The advancement of computer software has made data analytics a very powerful enforcement tool for [...]
On December 5, 2019, the U. S. House of Representatives passed H. R. 2534, known [...]
A rescission offer takes place when an issuer offers to repurchase an investor’s securities and [...]
The Securities Act of 1933 was drafted by Commissioner Huston Thompson of the Federal Trade [...]
The Securities and Exchange Commission (“SEC”) charged Antonio Bravata, a repeat securities law violator, with [...]
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Until January 31, 2019, Regulation A+ (“Reg. A”) was not available to reporting companies under [...]
