Author Archives: Bradshaw Law Group

Functions of Securities Markets

Capital Formation, Liquidity, and Risk Management The three basic functions of securities markets are capital [...]

JOBS Act of 2012

What does the JOBS Act of 2012 do? This gives small companies the ability to [...]

What is a General Solicitation?

General Solicitation is the act of marketing a capital raise publicly. Rule 506(b) of Regulation [...]

Posting a Private Placement Memorandum Online Behind a Password Protected website a General Solicitation?

Preparing a Private Placement Memorandum(PPM) that provides full and fair disclosure of the material aspects [...]

The Insider Trading Prohibition ACT – Should it Pass in the Senate?

On December 5, 2019, the U. S. House of Representatives passed H. R. 2534, known [...]