Securities Law Blog

Welcome to our Securities Law Blog. The Bradshaw Law Group focuses on all aspects of the issuance of securities and the practice of securities law and periodic reporting required by the Securities & Exchange Commission.

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The Securities Law Blog focuses on many topics, including:

  • Taking Your Company Public
  • Drafting Form 10, S-1, S-3, and S-8 Registration Statements
  • Conducting Reverse Mergers
  • Structuring Registered Public Offerings
  • Maintaining Compliance with the Over-the-Counter Markets such as OTCBB, OTCQB and OTCQX
  • Maintaining Compliance with NASDAQ, and the New York Stock Exchange
  • Maintaining Compliance with FINRA, the SEC and DTC
  • Drafting Private Placement Memoranda
  • Fulfilling the Reporting Requirements of the Securities & Exchange Commission (SEC)
  • 1934 Act Reporting Requirements
  • Satisfying the Current Information Reporting Requirements of OTCMarkets.com
  • Operating as Ongoing public companies to Small and Mid-Size Public Issuers, Private Companies Going Public, Officers, Directors and Shareholders of Publicly-Traded Companies
  • Public companies going private
  • Title III Crowdfunding
  • Regulation D private placements
  • Mergers & Acquisitions
About Us

Unrivaled Knowledge and Expertise for Your Business Needs

The Bradshaw Law Group is a boutique corporate and securities law firm with offices in New York City and Irvine, California. Our experience in working with small to mid-size publicly traded companies is only exceeded by our ability to adapt. As the economic and regulatory landscape changes, we do as well. Our securities law firm is constantly evolving in order to stay abreast of regulatory changes and trends in the industry. The corporate finance landscape is perpetually changing and our securities attorneys adapt just as quickly. We provide our valued clientele with the most cutting edge corporate legal services at all times.

As a business law firm, we devote our practice to providing quality, efficient and cost-effective services for both entrepreneurs and startups as well as established companies. Our legal team is well-versed in all aspects of business formation and transactions, including mergers and acquisitions and venture capital transactions. We also provide guidance on the complex application of securities law and regulatory compliance. This Securities Law Blog is updated with posts by our attorneys and staff highlighting changes in the area of Securities Law.  Keep an eye on our securities law blog to stay up to date!

Blog Posts

Investing? Know the People Behind the Business First

Before investing, knowing the identity and background of the person offering the security can be [...]

16
Mar
WHAT IS SUBSTANTIAL IMPROVEMENT OF OPPORTUNITY ZONE PROPERTY

Opportunity zone property After two sets of proposed rules, the Treasury and the IRS have [...]

16
Mar
Disclosure Schedule is Very Important in Mergers and Acquisitions

A disclosure schedule is very imprtant! In the process of putting together a merger or [...]

16
Mar
INVESTMENT FRAUD SCHEMES and the COVID-19 PANDEMIC – BEWARE!

Beware of Investment Fraud Schemes! The Securities and Exchange Commission has issued an alert to [...]

16
Mar
The Securities and Exchange Commission with Settlement Offers

When violations are discovered by the Securities and Exchange Commission (“SEC” or “Commission”), many investigation [...]

16
Mar
Accredited Investor – The SEC Proposes to Expand the Definition

An accredited investor – How is the definition being expanded? The proposed rule will amend [...]

16
Mar
What is Rule 144? and How to Comply as a Non-affiliate?

16
Mar
Mergers and Acquisitions – What it Means to Your Business

Mergers and acquisitions are an integral part of how industries are shaped. They can allow [...]

16
Mar
Materiality and the “Substantial Likelihood Test”

What is Materiality? Materiality is a type of fraud because it uses informational defects to [...]

15
Mar
Expert Help for Your Private Placement

15
Mar