Category Archives: FINRA
Remarks From MarketsMedia/Traders Magazine Equity Market Structure Town Hall Forum
Thomas Gira Executive Vice President, Market Regulation New York, NY NOVEMBER 15, 2016 Good afternoon. [...]
Feb
FINRA Expels Lawson Financial and Bars CEO Robert Lawson for Fraudulent Municipal Bond Sales
For Release: Thursday, February 2, 2017 Contact(s): Michelle Ong (202) 728-8464 Nancy Condon (202) 728-8379 [...]
Feb
FINRA Expels Lawson Financial and Bars CEO Robert Lawson for Fraudulent Municipal Bond Sales
For Release: Thursday, February 2, 2017 Contact(s): Michelle Ong (202) 728-8464 Nancy Condon (202) 728-8379 [...]
Feb
FINRA Expels Lawson Financial and Bars CEO Robert Lawson for Fraudulent Municipal Bond Sales
For Release: Thursday, February 2, 2017 Contact(s): Michelle Ong (202) 728-8464 Nancy Condon (202) 728-8379 [...]
Feb
An Inherited IRA Has Important Tax and Estate Planning Implications
For Release: Tuesday, January 3, 2017 Contact(s): Angelita Williams (202) 728-8988 Nancy Condon (202) 728-8379 [...]
Feb
An Inherited IRA Has Important Tax and Estate Planning Implications
For Release: Tuesday, January 3, 2017 Contact(s): Angelita Williams (202) 728-8988 Nancy Condon (202) 728-8379 [...]
Feb
An Inherited IRA Has Important Tax and Estate Planning Implications
For Release: Tuesday, January 3, 2017 Contact(s): Angelita Williams (202) 728-8988 Nancy Condon (202) 728-8379 [...]
Feb
Potential Implications of Blockchain
WASHINGTON — Distributed ledger technology (DLT), better known as the blockchain, has garnered significant interest [...]
Feb
Potential Implications of Blockchain
WASHINGTON — Distributed ledger technology (DLT), better known as the blockchain, has garnered significant interest [...]
Feb
Potential Implications of Blockchain
WASHINGTON — Distributed ledger technology (DLT), better known as the blockchain, has garnered significant interest [...]
Feb