Category Archives: Commodity Futures Trading Commission
Federal Court in North Carolina Orders James A. Shepherd and His Company, to Pay More than $15 Million in a Monetary Penalty and Restitution for Commodity Pool Fraud
Federal Court in North Carolina Orders James A. Shepherd and His Company, James A. Shepherd [...]
Sep
Federal Court in North Carolina Orders James A. Shepherd and His Company, to Pay More than $15 Million in a Monetary Penalty and Restitution for Commodity Pool Fraud
Federal Court in North Carolina Orders James A. Shepherd and His Company, James A. Shepherd [...]
Sep
Federal Court in North Carolina Orders James A. Shepherd and His Company, to Pay More than $15 Million in a Monetary Penalty and Restitution for Commodity Pool Fraud
Federal Court in North Carolina Orders James A. Shepherd and His Company, James A. Shepherd [...]
Sep
CFTC Charges Fan Wang with Making False Reports in Connection with Commodity Futures Transactions
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement [...]
Sep
CFTC Charges Fan Wang with Making False Reports in Connection with Commodity Futures Transactions
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement [...]
Sep
CFTC Charges Fan Wang with Making False Reports in Connection with Commodity Futures Transactions
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement [...]
Sep
Statement of Commissioner J. Christopher Giancarlo Regarding the Implementation Date for Margin for Uncleared Swaps
August 31, 2016 The Commodity Futures Trading Commission (CFTC) and the U.S. Prudential Regulators1 have [...]
Sep
Statement of Commissioner J. Christopher Giancarlo Regarding the Implementation Date for Margin for Uncleared Swaps
August 31, 2016 The Commodity Futures Trading Commission (CFTC) and the U.S. Prudential Regulators1 have [...]
Sep
Statement of Commissioner J. Christopher Giancarlo Regarding the Implementation Date for Margin for Uncleared Swaps
August 31, 2016 The Commodity Futures Trading Commission (CFTC) and the U.S. Prudential Regulators1 have [...]
Sep
CFTC Charges Deutsche Bank AG with Multiple Swap Reporting Violations, Related Supervision Failures, and Violation of a Prior CFTC Order
CFTC and Deutsche Bank file joint motion seeking the appointment of a Monitor to ensure [...]
Aug