Category Archives: Commodity Futures Trading Commission

CFTC Charges Deutsche Bank AG with Multiple Swap Reporting Violations, Related Supervision Failures, and Violation of a Prior CFTC Order

CFTC and Deutsche Bank file joint motion seeking the appointment of a Monitor to ensure [...]

CFTC Charges Deutsche Bank AG with Multiple Swap Reporting Violations, Related Supervision Failures, and Violation of a Prior CFTC Order

CFTC and Deutsche Bank file joint motion seeking the appointment of a Monitor to ensure [...]

CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company TradeMasters USA, LLC with Fraud and Failing to Register with the CFTC

CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least [...]

CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company TradeMasters USA, LLC with Fraud and Failing to Register with the CFTC

CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least [...]

CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company TradeMasters USA, LLC with Fraud and Failing to Register with the CFTC

CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least [...]

CFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise

Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed [...]

CFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise

Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed [...]

CFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise

Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed [...]

CFTC Charges California Residents and Their Company with Fraud, Misappropriation, and Failing to Register with the CFTC

CFTC Charges California Residents Frank J. Collins and Gerard Suite and Their Company, STA Opus [...]

CFTC Charges California Residents and Their Company with Fraud, Misappropriation, and Failing to Register with the CFTC

CFTC Charges California Residents Frank J. Collins and Gerard Suite and Their Company, STA Opus [...]