Category Archives: Commodity Futures Trading Commission
CFTC Charges Deutsche Bank AG with Multiple Swap Reporting Violations, Related Supervision Failures, and Violation of a Prior CFTC Order
CFTC and Deutsche Bank file joint motion seeking the appointment of a Monitor to ensure [...]
Aug
CFTC Charges Deutsche Bank AG with Multiple Swap Reporting Violations, Related Supervision Failures, and Violation of a Prior CFTC Order
CFTC and Deutsche Bank file joint motion seeking the appointment of a Monitor to ensure [...]
Aug
CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company TradeMasters USA, LLC with Fraud and Failing to Register with the CFTC
CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least [...]
Aug
CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company TradeMasters USA, LLC with Fraud and Failing to Register with the CFTC
CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least [...]
Aug
CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company TradeMasters USA, LLC with Fraud and Failing to Register with the CFTC
CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least [...]
Aug
CFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed [...]
Aug
CFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed [...]
Aug
CFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed [...]
Aug
CFTC Charges California Residents and Their Company with Fraud, Misappropriation, and Failing to Register with the CFTC
CFTC Charges California Residents Frank J. Collins and Gerard Suite and Their Company, STA Opus [...]
Aug
CFTC Charges California Residents and Their Company with Fraud, Misappropriation, and Failing to Register with the CFTC
CFTC Charges California Residents Frank J. Collins and Gerard Suite and Their Company, STA Opus [...]
Aug