There have been recent rules adopted by the Securities and Exchange Commission. Â The Bradshaw Law Group focuses on federal securities laws, such as private placement offerings, initial public offerings and other securities offerings. Â We represent clients from across the United States. Â While the Bradshaw Law Group has been in business, the securities and exchange commission…
Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series Commissioner Kara M. Stein Nov. 9, 2015 Thank you, Professor [Hal] Scott, for that kind introduction. Before I begin, I need to issue the standard disclaimer that you may have heard other SEC Commissioners repeat: the views that…
Let’s say you are a small to medium sized mining company and you receive big news from the lab that has just confirmed your very favorable assay results. Â Or, in the alternative, your company hit a huge vein and is pulling out truckloads of high grade metals. Â By the time this favorable news hits the…
In 2014, the SEC’s enforcement division brought 755 cases and collected an agency record $4.1 billion, Mary Jo White said at the Practicing Law Institute’s SEC Speaks conference. To put it in a year-over-year comparison, the SEC brought 686 enforcement actions in 2013, which resulted in $3.4 billion in disgorgement and penalties. Mary Jo White,…
