Category Archives: Securities Regulation

How Does a Public Company Disclose a Change in Auditor?

First of all, an auditor’s dismissal, declination, or resignation triggers Item 4.01 of Form 8-K, [...]

How Does a Public Company Disclose a Change in Auditor?

First of all, an auditor’s dismissal, declination, or resignation triggers Item 4.01 of Form 8-K, [...]

How Does a Public Company Disclose a Change in Auditor?

First of all, an auditor’s dismissal, declination, or resignation triggers Item 4.01 of Form 8-K, [...]

The 8-K Trading Gap Study

Let’s say you are a small to medium sized mining company and you receive big [...]

The 8-K Trading Gap Study

Let’s say you are a small to medium sized mining company and you receive big [...]

The 8-K Trading Gap Study

Let’s say you are a small to medium sized mining company and you receive big [...]

Reverse Mergers: A Basic Primer

Why Reverse Mergers? Most people think “IPO” when they hear that a company is going [...]

Reverse Mergers: A Basic Primer

Why Reverse Mergers? Most people think “IPO” when they hear that a company is going [...]

Reverse Mergers: A Basic Primer

Why Reverse Mergers? Most people think “IPO” when they hear that a company is going [...]

Four Essential Definitions of Corporate Securities Law

Corporate securities laws aren’t the easiest things to understand, even for businesses that have been [...]