Category Archives: Securities and Exchange Commission

Proposals to Update the Rules Regarding Transfer Agents

This is one of the greatest speeches that Commissioner Aguilar has ever given. It’s an [...]

Proposals to Update the Rules Regarding Transfer Agents

This is one of the greatest speeches that Commissioner Aguilar has ever given. It’s an [...]

Proposals to Update the Rules Regarding Transfer Agents

This is one of the greatest speeches that Commissioner Aguilar has ever given. It’s an [...]

SEC Charges Martin Shkreli With Fraud

This story broke about Martin Shkreli in the New York Times recently.  If you remember, Shkreli [...]

SEC Charges Martin Shkreli With Fraud

This story broke about Martin Shkreli in the New York Times recently.  If you remember, Shkreli [...]

SEC Charges Martin Shkreli With Fraud

This story broke about Martin Shkreli in the New York Times recently.  If you remember, Shkreli [...]

SEC Commissioner Speaks about Cybersecurity Protocol

Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data [...]

SEC Commissioner Speaks about Cybersecurity Protocol

Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data [...]

SEC Commissioner Speaks about Cybersecurity Protocol

Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data [...]

The Pursuit of Gender Parity in the American Boardroom

Keynote Remarks at the Women’s Forum of New York Breakfast of Corporate Champions: “The Pursuit [...]