Category Archives: Securities and Exchange Commission

Ernst & Young to Pay $11.8 Million for Audit Failures

FOR IMMEDIATE RELEASE 2016-219 Washington D.C., Oct. 18, 2016 —The Securities and Exchange Commission today [...]

Ernst & Young to Pay $11.8 Million for Audit Failures

FOR IMMEDIATE RELEASE 2016-219 Washington D.C., Oct. 18, 2016 —The Securities and Exchange Commission today [...]

SEC Charges Energy Services Company and Executives With Accounting Fraud

FOR IMMEDIATE RELEASE 2016-218 Washington D.C., Oct. 17, 2016 —The Securities and Exchange Commission today [...]

SEC Charges Energy Services Company and Executives With Accounting Fraud

FOR IMMEDIATE RELEASE 2016-218 Washington D.C., Oct. 17, 2016 —The Securities and Exchange Commission today [...]

SEC Charges Energy Services Company and Executives With Accounting Fraud

FOR IMMEDIATE RELEASE 2016-218 Washington D.C., Oct. 17, 2016 —The Securities and Exchange Commission today [...]

Inside the National Exam Program in 2016

Marc Wyatt, Director, Office of Compliance Inspections and Examinations Keynote Address: National Society of Compliance [...]

Inside the National Exam Program in 2016

Marc Wyatt, Director, Office of Compliance Inspections and Examinations Keynote Address: National Society of Compliance [...]

Inside the National Exam Program in 2016

Marc Wyatt, Director, Office of Compliance Inspections and Examinations Keynote Address: National Society of Compliance [...]

The Impact of SEC Enforcement on Public Finance

Andrew J. Ceresney, Director, Division of Enforcement Oct. 13, 2016 Keynote Address at Securities Enforcement [...]

The Impact of SEC Enforcement on Public Finance

Andrew J. Ceresney, Director, Division of Enforcement Oct. 13, 2016 Keynote Address at Securities Enforcement [...]