Category Archives: Securities and Exchange Commission

FCPA Charges – Petrochemical Manufacturer to Pay $957 Million

Washington D.C., Dec. 21, 2016 —The Securities and Exchange Commission today announced that a Brazilian-based [...]

SEC – Company Settles Charges in Whistleblower Retaliation Case

Washington D.C., Dec. 20, 2016 —The Securities and Exchange Commission today announced that an oil-and-gas [...]

SEC – Company Settles Charges in Whistleblower Retaliation Case

Washington D.C., Dec. 20, 2016 —The Securities and Exchange Commission today announced that an oil-and-gas [...]

SEC – Company Settles Charges in Whistleblower Retaliation Case

Washington D.C., Dec. 20, 2016 —The Securities and Exchange Commission today announced that an oil-and-gas [...]

SEC Charges Morgan Stanley With Customer Protection Rule Violations

FOR IMMEDIATE RELEASE 2016-269 SEC Charges Morgan Stanley With Customer Protection Rule Violations.  Washington D.C., [...]

Company Violated Whistleblowers Rule

Washington D.C., Dec. 19, 2016 —The Securities and Exchange Commission today announced that a technology [...]

Company Violated Whistleblowers Rule

Washington D.C., Dec. 19, 2016 —The Securities and Exchange Commission today announced that a technology [...]

Company Violated Whistleblowers Rule

Washington D.C., Dec. 19, 2016 —The Securities and Exchange Commission today announced that a technology [...]