Category Archives: Securities and Exchange Commission
FCPA Charges – Petrochemical Manufacturer to Pay $957 Million
Washington D.C., Dec. 21, 2016 —The Securities and Exchange Commission today announced that a Brazilian-based [...]
Jan
SEC – Company Settles Charges in Whistleblower Retaliation Case
Washington D.C., Dec. 20, 2016 —The Securities and Exchange Commission today announced that an oil-and-gas [...]
Jan
SEC – Company Settles Charges in Whistleblower Retaliation Case
Washington D.C., Dec. 20, 2016 —The Securities and Exchange Commission today announced that an oil-and-gas [...]
Jan
SEC – Company Settles Charges in Whistleblower Retaliation Case
Washington D.C., Dec. 20, 2016 —The Securities and Exchange Commission today announced that an oil-and-gas [...]
Jan
SEC Charges Morgan Stanley With Customer Protection Rule Violations
FOR IMMEDIATE RELEASE 2016-269 SEC Charges Morgan Stanley With Customer Protection Rule Violations. Washington D.C., [...]
Jan
Company Violated Whistleblowers Rule
Washington D.C., Dec. 19, 2016 —The Securities and Exchange Commission today announced that a technology [...]
Jan
Company Violated Whistleblowers Rule
Washington D.C., Dec. 19, 2016 —The Securities and Exchange Commission today announced that a technology [...]
Jan
Company Violated Whistleblowers Rule
Washington D.C., Dec. 19, 2016 —The Securities and Exchange Commission today announced that a technology [...]
Jan