Category Archives: Securities and Exchange Commission
Citadel Securities Paying $22 Million for Misleading Clients About Pricing Trades
FOR IMMEDIATE RELEASE 2017-11 Washington D.C., Jan. 13, 2017 —The Securities and Exchange Commission today [...]
Jan
Citadel Securities Paying $22 Million for Misleading Clients About Pricing Trades
FOR IMMEDIATE RELEASE 2017-11 Washington D.C., Jan. 13, 2017 —The Securities and Exchange Commission today [...]
Jan
Michael J. Osnato Jr., Chief of Enforcement Division’s Complex Financial Instruments Unit, to Leave SEC
FOR IMMEDIATE RELEASE 2017-10 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan
Michael J. Osnato Jr., Chief of Enforcement Division’s Complex Financial Instruments Unit, to Leave SEC
FOR IMMEDIATE RELEASE 2017-10 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan
Michael J. Osnato Jr., Chief of Enforcement Division’s Complex Financial Instruments Unit, to Leave SEC
FOR IMMEDIATE RELEASE 2017-10 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan
BNY Mellon Settles Charges Stemming From Miscalculations of Regulatory Capital Figures
FOR IMMEDIATE RELEASE 2017-9 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan
BNY Mellon Settles Charges Stemming From Miscalculations of Regulatory Capital Figures
FOR IMMEDIATE RELEASE 2017-9 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan
BNY Mellon Settles Charges Stemming From Miscalculations of Regulatory Capital Figures
FOR IMMEDIATE RELEASE 2017-9 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan
Biomet Charged With Repeating FCPA Violations
FOR IMMEDIATE RELEASE 2017-8 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan
Biomet Charged With Repeating FCPA Violations
FOR IMMEDIATE RELEASE 2017-8 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]
Jan