Category Archives: Securities and Exchange Commission

Citadel Securities Paying $22 Million for Misleading Clients About Pricing Trades

FOR IMMEDIATE RELEASE 2017-11 Washington D.C., Jan. 13, 2017 —The Securities and Exchange Commission today [...]

Citadel Securities Paying $22 Million for Misleading Clients About Pricing Trades

FOR IMMEDIATE RELEASE 2017-11 Washington D.C., Jan. 13, 2017 —The Securities and Exchange Commission today [...]

Michael J. Osnato Jr., Chief of Enforcement Division’s Complex Financial Instruments Unit, to Leave SEC

FOR IMMEDIATE RELEASE 2017-10 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]

Michael J. Osnato Jr., Chief of Enforcement Division’s Complex Financial Instruments Unit, to Leave SEC

FOR IMMEDIATE RELEASE 2017-10 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]

Michael J. Osnato Jr., Chief of Enforcement Division’s Complex Financial Instruments Unit, to Leave SEC

FOR IMMEDIATE RELEASE 2017-10 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]

BNY Mellon Settles Charges Stemming From Miscalculations of Regulatory Capital Figures

FOR IMMEDIATE RELEASE 2017-9 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]

BNY Mellon Settles Charges Stemming From Miscalculations of Regulatory Capital Figures

FOR IMMEDIATE RELEASE 2017-9 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]

BNY Mellon Settles Charges Stemming From Miscalculations of Regulatory Capital Figures

FOR IMMEDIATE RELEASE 2017-9 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]

Biomet Charged With Repeating FCPA Violations

FOR IMMEDIATE RELEASE 2017-8 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]

Biomet Charged With Repeating FCPA Violations

FOR IMMEDIATE RELEASE 2017-8 Washington D.C., Jan. 12, 2017 —The Securities and Exchange Commission today [...]