Category Archives: Securities and Exchange Commission

Telecom Executives Agree to Pay Penalties for FCPA Violations

FOR IMMEDIATE RELEASE 2017-81 Washington D.C., April 24, 2017— The Securities and Exchange Commission today [...]

24
Apr
Telecom Executives Agree to Pay Penalties for FCPA Violations

FOR IMMEDIATE RELEASE 2017-81 Washington D.C., April 24, 2017— The Securities and Exchange Commission today [...]

24
Apr
Telecom Executives Agree to Pay Penalties for FCPA Violations

FOR IMMEDIATE RELEASE 2017-81 Washington D.C., April 24, 2017— The Securities and Exchange Commission today [...]

24
Apr
Fraud Charges – Diverting Nearly $2 Million to Personal Account

24
Apr
Fraud Charges – Diverting Nearly $2 Million to Personal Account

24
Apr
Fraud Charges – Diverting Nearly $2 Million to Personal Account

24
Apr
Investor Protection in the Municipal Securities Markets

Rick A. Fleming, Investor Advocate U.S. Securities and Exchange Commission [1] MSRB Municipal Securities Regulator Summit [...]

20
Apr
Investor Protection in the Municipal Securities Markets

Rick A. Fleming, Investor Advocate U.S. Securities and Exchange Commission [1] MSRB Municipal Securities Regulator Summit [...]

20
Apr
Investor Protection in the Municipal Securities Markets

Rick A. Fleming, Investor Advocate U.S. Securities and Exchange Commission [1] MSRB Municipal Securities Regulator Summit [...]

20
Apr
The Impact of SEC Enforcement on Public Finance

Andrew J. Ceresney, Director, Division of Enforcement Oct. 13, 2016 Keynote Address at Securities Enforcement [...]

20
Apr