Category Archives: Capital Markets

Going Dark: Board of Directors’ Fiduciary Duties When Public Companies Voluntarily Go Dark Without Going Private

  This is the draft of a paper I hope to continue developing. I hope to [...]

How Does a Public Company Disclose a Change in Auditor?

First of all, an auditor’s dismissal, declination, or resignation triggers Item 4.01 of Form 8-K, [...]

How Does a Public Company Disclose a Change in Auditor?

First of all, an auditor’s dismissal, declination, or resignation triggers Item 4.01 of Form 8-K, [...]

How Does a Public Company Disclose a Change in Auditor?

First of all, an auditor’s dismissal, declination, or resignation triggers Item 4.01 of Form 8-K, [...]

The 8-K Trading Gap Study

Let’s say you are a small to medium sized mining company and you receive big [...]

The 8-K Trading Gap Study

Let’s say you are a small to medium sized mining company and you receive big [...]

The 8-K Trading Gap Study

Let’s say you are a small to medium sized mining company and you receive big [...]

Reverse Mergers: A Basic Primer

Why Reverse Mergers? Most people think “IPO” when they hear that a company is going [...]

Reverse Mergers: A Basic Primer

Why Reverse Mergers? Most people think “IPO” when they hear that a company is going [...]

Reverse Mergers: A Basic Primer

Why Reverse Mergers? Most people think “IPO” when they hear that a company is going [...]