ACI’s 32nd FCPA Conference Keynote Address Andrew Ceresney, Director, Division of Enforcement Washington, DC Nov. 17, 2015 Full text of this public speech can be found here. I. Introduction Thank you for that very kind introduction.  At the outset, let me give our standard disclaimer that the views I express today are my own and…

The Continuing Work of Enhancing Small Business Capital Formation Commissioner Luis A. Aguilar Public Statement Issued by the U.S. Securities and Exchange Commission[1] Nov. 19, 2015 Thank you and good morning. Let me start by extending a warm welcome to the panel members and other participants, including those viewing by webcast, to today’s Government-Business Forum…

SEC Proposes Rules to Enhance Transparency and Oversight of Alternative Trading Systems FOR IMMEDIATE RELEASE 2015-261 Washington D.C., Nov. 18, 2015 —The Securities and Exchange Commission today announced it has voted to propose rules to enhance operational transparency and regulatory oversight of alternative trading systems (ATSs) that trade stocks listed on a national securities exchange…

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