Author Archives: Bradshaw Law Group

What is Insider Trading and Why is it Illegal?

31
Aug
What is the SEC?

What is the SEC?  The SEC (Securities and Exchange Commission) is a large independent agency [...]

16
Aug
Parallax Charged for Misleading Information in an Attempt to Boost Stock Price

The SEC charged Parallax for releasing misleading information about its Covid-19 diagnostic product to boost [...]

12
Aug
SEC Charge Against GadGuido

SEC Charge Against GadGuido. On June 30, 2021, the Securities and Exchange Commission (the “SEC”) [...]

09
Aug
Can the SEC Investigate a Private Company?

09
Aug
What is the Investment Advisers Act of 1940?

06
Aug
Violating the Anti-touting Provision – The SEC charged UK Blotics

Violating the Anti-touting Provision.  On July 14th, the Securities and Exchange Commission (“SEC”) charged[1] Blotics [...]

05
Aug
Touted Real Estate Investor Charged with Unregistered Offering

The SEC Charged a Touted Real Estate Investor with Orchestrating Unregistered Offering with a Fraudulent [...]

02
Aug
Failing to Register as a Broker-Dealer – The SEC Charged Neovest

30
Jul
The SEC Charged AFWL for Foreign Bribery and Violating the Books and Record Provision

29
Jul